Sustainable Germany (7): Green Deal and Leipzig Charter - EU governance of sustainable development

Ulrich Graute • 7 October 2021

Having the European Union as an additional level of governance may sound like an extra burden for citizens and national governments. It sometimes indeed is a burden but having once agreed on a common set up policies, rules and regulation (the so-called acquis communautaire) among the 27 member states of the European Union (EU) reduces barriers in day-today- life. For instance, having one currency, no internal borders (Schengen agreement) makes travel for leisure and business between companies in Europe easier.

 

Climate and sustainability policy and related governance are work in progress at the level of the European Union but due to the many different instruments developed it can be inspirational for other countries. This blog post will demonstrate, the EU does have regulatory powers and related financial incentives but only in selected policy fields. In all other fields including foreign policy, security, climate and sustainability policy the EU policies depends a lot more on voluntary cooperation and negotiated agreements. The upside of this is that climate and sustainability policies of the Union are not 'ordered from Brussels'. Instead, they have to be developed in an iterative process involving the European Council, European Parliament, European Commission, Committee of the Regions, other EU bodies, national and subnational governments.

 

As manager of a EU funding programme with 18 participant EU member states and neighbouring countries I experienced myself for many years that the EU has its issues with bureaucracy and at times there is a lack of coherence. The EU Community Intiative Interreg IIIB in the Central, Adriatic, Danubian and South-eastern European Space (CADSES) showed alreday between 2002 and 2008 many of the conflict lines which exist today between North and South, East and West within the Union. However, I also learned that the convening power of the EU and its regulatory and financial instruments have a major impact on development in member states. For the field of climate and sustainability policy this means that EU policies, their governance and tools -if done properly- could become key in the European transformation process towards climate resilience and sustainability.


Sources for EU Community Initiative INTEREG IIIB CADSES:

https://ec.europa.eu/regional_policy/en/atlas/programmes/2000-2006/european/interreg-iii-b-cadses

https://www.researchgate.net/publication/281318699_Advancing_Trasnational_Cooperation_INTERREG_III_B_CADSES_-_Results_vol_1



From economic to sustainable development governance in Europe

The question of how to govern sustainable development in Europe was already analysed in 2004 by Elizabeth Bomberg. Already then she stated:


"The European Union (EU) is both commended as a leading advocate of sustainable development and condemned for its failure to deliver on its commitments and promises. Both views could draw on substantial empirical evidence. The EU’s tremendously complex structures and processes make conclusive or
straightforward assessments difficult." (page 61)


While a lot has developed since Bomberg's paper was published in 2004 it is still interesting for its analysis of alternative modes of governance in the European Union and how its components have to adapt from an originally economic growth focus of the EU to governance for sustainable development. That the EU left the original economic focus of the former European Economic Community EEC has contributed to the decision of the United Kingdom to leave the Union but that neither frees the EU not the UK from adapting the economy to sustainable development.


Also of interest in Europe are the steering mechanisms of the EU: multilevel coordination, regulatory and non-regulatory tools and policy learning. These demonstrate that the EU has not full governmental powers like a national government but that doesn't have to be a disadvantage if it is used as ground for more participatory governance.   

 


Source: Bomberg 2004, page 63



The European Green Deal

Source: Bromberg 2004, page 63



Elizabeth Bomberg concludes that the EU has already evolved onto something more than a system of economic governance and she concludes:

"Perhaps the most obvious lessons offered by EU governance are found in the operation of its various steering mechanisms. The EU’s internal practice of bargaining and power-sharing demonstrates how it is possible to achieve consensus on baseline issues (such as the importance of sustainable development),
even if that process of agreement is messy and prolonged. In the EU, enormous efforts are often required to strike agreements that are acceptable to all who have a slice of power to determine outcomes. The EUs well-rehearsed process of inter-governmental and inter-institutional bargaining can act as a template of what to do (or what not to do) to achieve agreement on sticky issues." (page 89)


[1] Elizabeth Bomberg: Adapting form to function?: from economic to sustainable development governance in the European Union, in: Governance for sustainable development: the challenge of adapting form to function/edited by William M. Lafferty, Cheltenham, United Kingdom, 2004, pp 61-94



The European Commission is committed to the 2030 Sustainable Development Goals and puts the Green Deal at the centre of its recovery efforts. The European Green Deal aims at improving the well-being and health of citizens and future generations. [2]

On 14 July, the European Commission adopted a set of proposals aiming to make the EU's climate, energy, transport and taxation policies fit for reducing net greenhouse gas emissions by at least 55% by 2030, compared to 1990 levels. Achieving these emission reductions in the next decade is considered as crucial to Europe becoming the world's first climate-neutral continent by 2050 and making the European Green Deal a reality.

In line with the steering mechanisms available to the European Commission the timeline for the Green Deal implementation in 2021 (see table below) reveals that there are a number of sub plans feeding into the Green Deal which turns into an umbrella for all related activities.

On 15 September 2021 the Commission adopted the concept of the New European Bauhaus. The New European Bauhaus brings a cultural and creative dimension to the European Green Deal, aiming to demonstrate how sustainable innovation offers tangible, positive experiences in our daily life. The project aims at accelerating the transformation of various economic sectors such as construction and textiles in order to provide access to all citizens to goods that are circular and less carbon intensive. This includes a number of policy actions and funding possibilities. There will be about €85 million dedicated to New European Bauhaus projects from EU programmes in 2021 – 2022. Many other EU programmes will integrate the New European Bauhaus as an element of context or priority without a predefined dedicated budget.

On  29 September 2021 the Commission launched today Five New EU Missions, a new and innovative way to work together and improve the lives of people in Europe and beyond. EU missions aim to tackle big challenges in health, climate and the environment, and to achieve ambitious and inspiring goals in these areas. The five missions will aim to deliver solutions to key global challenges by 2030:
  •     Adaptation to Climate Change: support at least 150 European regions and communities to become climate   resilient by 2030;
  •     Cancer: working with Europe's Beating Cancer Plan to improve the lives of more than 3 million people by 2030 through prevention, cure and solutions to live longer and better;
  •     Restore our Ocean and Waters by 2030;
  •     100 Climate-Neutral and Smart Cities by 2030;
  •     A Soil Deal for Europe: 100 living labs and lighthouses to lead the transition towards healthy soils by 2030.
[2] https://ec.europa.eu/info/strategy/priorities-2019-2024/european-green-deal_en
https://ec.europa.eu/commission/presscorner/detail/en/IP_21_4747

The New Leipzig Charter for the European Union


However, in 2020 the Ministers stated [3] :

"Nowadays though, urgent global challenges such as climate change, the loss of biodiversity, resource scarcity, migration movements, demographic change, pandemics and rapidly changing economies have a direct and local impact on towns and cities throughout Europe. They may also intensify disparities in our societies. In addition, digital technologies are drastically transforming society, creating potential political, social, ecological and economic benefits. However, these technologies also trigger profound new challenges such as the digital divide, lack of privacy, security issues and market dependencies. In response to these challenges the original Leipzig Charter has to be refocussed." Thus, the ministers agreed in November 2020 upon a New Leipzig Charter "that emphasises the pursuit of the common good using the transformative power of cities. This includes general welfare, reliable public services of general interest as well as reducing and preventing new forms of social, economic, environmental and territorial inequalities. Our common goal is to safeguard and enhance the quality of life in all European towns and cities and their functional areas. No one should be left behind." (page 2 of the Charter)


The New Charter reflects the language of the UN Agenda 2030 and the UN New Urban Agenda adopted by the UN in 2015v and 2016. It also leans on the UN's International Guidelines on Urban and Territorial Planning IG-UTP.


In this post the focus is on European governance and it has to be noted that the governance mechanisms won't be strengthened. One could discuss now the Charter in context of the state of the European Union and its needs for reform. Nonetheless, the Leipzig Charter in its current form is already an important reference document allowing cities and regions advocation sustainable urban and territorial development to refer to this Charter adopted by their ministers. And as such the Charter can be also inspirational to national and local governments and stakeholders in other countries around the world. It can inspired to adapt own national urban policies and/or urban and territorial planning on the ground to make it more sustainable and climate resilient.


Produced in 2007 and 2020 always during a German presidency of the European Council the New Leipzig Charter  underscores the German interest in international and especially in European support for sustainable urban and territorial development. Now after looking at International and European governance of sustainable development I am planning to turn with my following posts to governance of climate and sustainable development policies at the national and local levels within Germany.


[3]

https://ec.europa.eu/regional_policy/en/information/publications/brochures/2020/new-leipzig-charter-the-transformative-power-of-cities-for-the-common-good


Policies and Governance for Resilient and Sustainable Cities and Regions

by Ulrich Graute 14 April 2025
None of the following supports the idea that urban sprawl is required or even helpful to build sustainable cities. However, it is argued that it may be part of the solution for the crisis of affordable housing in many countries of the world. With this post, I would like to encourage a debate, eg, at the 61st ISOCARP World Planning Congress #WPC61 on 1-4 December 2025 in Riyadh, Saudi Arabia. In 1976 and alarmed by rapid and uncontrolled urban growth, particularly in the developing world, the UN General Assembly called for the First United Nations Conference on Human Settlements (Habitat I) addressing the challenges and future of human settlements. Housing remained at the focus of the United Nations Human Settlement Programme UN-Habitat ever since, and this was reconfirmed at Habitat III in Quito 2016. The New Urban Agenda recognizes and promotes a "right to the city," meaning the right of all inhabitants to have equal access to the benefits and opportunities that cities offer. It emphasizes a vision where urban spaces are designed and used collectively for the benefit of all, including those in informal settlements. Yes a vision, but overall, the Agenda is not very strategic and invites more to raising picking instead of integrated problem solving. Meanwhile, cities keep struggling to cope with fast urbanization, migration and growing demand for larger apartments. Urban sprawl is criticized since the 1950s and 60s because of its large demand for land. No densely populated urban areas have higher costs for the water, energy and transportation grid. In addition, developers often focus on profitable housing development while they don’t care for urban infrastructure, public spaces, schools etc. The New Urban Agenda promotes urban density as a key strategy for sustainable and efficient urban development but that doesn’t help those who a looking for housing now. Conor Dougherty is the author of the book Golden Gates: The Housing Crisis and a Reckoning for the American Dream published on 10 April 2025 in the New York Times the article “Why America Should Sprawl. The word has become an epithet for garish, reckless growth — but to fix the housing crisis, the country needs more of it.” He doesn’t make any effort to paint urban sprawl in rosy colors. Instead, he describes how eg in Princeton, Texas, the nation’s third-fastest-growing city, infrastructure has struggled to keep up with growth. He analyzes how difficult and slow-moving densification efforts in cities are and states, “Even if all the regulatory restraints were removed tomorrow, developers couldn’t find enough land to satisfy America’s housing needs inside established areas. Consequently, much of the nation’s housing growth has moved to states in the South and Southwest, where a surplus of open land and willingness to sprawl has turned the Sun Belt into a kind of national sponge that sops up housing demand from higher-cost cities. The largest metro areas there have about 20 percent of the nation’s population, but over the past five years they have built 42 percent of the nation’s new single-family homes, according to a recent report by Cullum Clark, an economist at the George W. Bush Institute, a research center in Dallas.” For instance, Celina, Texas (picture), has 54,000 residents, compared with 8,000 just a decade ago, and the population is projected to hit 110,000 by 2030. The lack of urbane infrastructure, employment, greenery, and community is striking, but people keep coming because of affordability. While planners and others prefer denser and walkable neighbourhoods like 15-minute-cities, the money to build related infrastructure in addition to houses is often missing or would reduce affordability. A dilemma. There are good reasons to criticize the trend described for the US by Conor Dougherty, but it provides a chance to attain affordable housing for people who cannot find it elsewhere. And the history of these satellite towns has demonstrated that the missing infrastructure, employment and community can be added lateron. It seems, urban sprawl is not the solution, but it might be part of the solution, isn’t it? Let's discuss this here or later on other occasions, like eg the 61st ISOCARP World Planning Congress 'Cities & Regions in Action: Planning Pathways to Resilience and Quality of Life 1-4 December 2025, in Riyadh, Kingdom of Saudi Arabia #WPC61. Reference: Why America Should Sprawl. The word has become an epithet for garish, reckless growth — but to fix the housing crisis, the country needs more of it. By Conor Dougherty. The New York Times, April 10, 2025 https://www.nytimes.com/2025/04/10/magazine/suburban-sprawl-texas.html?smid=nytcore-ios-share&referringSource=articleShare
by Ulrich Graute 8 March 2025
Picture: UN photo
by Ulrich Graute 25 February 2025
Click to see the map in the full scale or download map in pdf format here https://anatomyof.ai/img/ai-anatomy-map.pdf.
by Ulrich Graute 22 February 2025
About the challenge of providing advice on governance and development in times of disruption and transition (English with German captatio ns) Deutsch: Ulrich spricht darüber, wie es ist, in Zeiten von Umbruch, Wandel und vielfachen Krisen als erfahrener Berater zu arbeiten. Obwohl die Situation nicht einfach ist, kann man daraus auch Chancen für effizientere Institutionen und Unternehmen sehen. Erfahrung und Flexibilität sind dabei wichtig, um neue Wege zu finden. English: Ulrich talks about working as an experienced consultant in times of upheaval, change, and multiple crises. Although the situation is not easy, we can also see opportunities for more efficient institutions and companies. Experience and flexibility are important to find new pathways.
by Ulrich Graute 12 February 2025
"The development of highly capable AI is likely to be the biggest event in human history. The world must act decisively to ensure it is not the last event in human history. This conference, and the cooperative spirit of the AI Summit series, give me hope; but we must turn hope into action, soon, if there is to be a future we would want our children to live in." Professor Stuart Russell, IASEAI President and Distinguished Professor of Computer Science at the University of California, Berkeley Please join me on 13 February 2025 at ARCS 9.0 for my keynote on 'Urban politics, planning, and economy in the Global South in times of fast developing AI' The two weeks before my conference presentation were full of dynamics in the field of AI, its politics, and development. First came the launch of the 500 billion US$ Stargate Project in the USA, followed by the launch of the Chinese open-source large language model (LLM) DeepSeek. On 6 February the International Association for Safe & Ethical AI held its inaugural conference in Paris, France. Prominent AI scientists including Stuart Russel and the 2024 Physics Nobel Laureate Geoffrey Hinton called for international cooperation to ensure safe and ethical artificial intelligence. On 10 and 11 February 2025, France co-chaired by India hosted the Artificial Intelligence (AI) Action Summit in Paris. The speeches by Heads of State and Government including the President of France, the Prime Minister of India, the President of the EU Commission, and the US Vice President gave the impression of how different countries of the world try to position themselves in a race for AI leadership. Urban politics, planning, and economy, not only in the Global South, need longer-term frameworks. How should digital transformation and urban planning be approached in cities facing multiple crises and the new wave of AI technological innovation? The latter is according to the Indian Prime Minister Narendra Modi and others unprecedented in scale and speed but it is expected to affect all spheres of life. ARCS 9.0 schedule and Zoom link for Inaugural, plenaries and Valedictory. Date - 13th Feb to 15th Feb 2025 Join Zoom Meeting https://zoom.us/j/95336599575?pwd=NExxgf8gBoubEfKRhhtbalM1ZYjQph.1 Meeting ID: 953 3659 9575
by Ulrich Graute 22 January 2025
Source of the picture OpenAI: https://openai.com/index/announcing-the-stargate-project/
by Ulrich Graute 1 January 2025
It was a tremendous privilege in my life to meet Rosalynn and Jimmy Carter for the first time in 1984 (picture) and then again in the summer of 1985 during my internship at Koinonia Farm near Americus, Georgia (USA). Jimmy Carter, who served as the 39th president of the U.S. from 1977 to 1981, died on December 29, 2024, at his home in Plains, Ga. Jimmy Carter was a lifelong farmer who worked with his hands building houses for the poor well into his 90s. I didn't agree with him on all issues (the early 1980s were the time of a new US missile deployment in Germany ordered by Jimmy Carter and a large peace movement against it) but he took the time to discuss it with me and others at Koinonia Farm. That alone was amazing. Even more mind-blowing was that he continued hands-on work on peacebuilding and house renovation for the poor around the world with Habitat for Humanity International well into his 90s. If in my career providing hands-on support became more important than climbing my own career path, this was also due to the example Jimmy Carter gave in the decades after his Presidency. I learned a lot from him about working for peace with humbleness, love, and perseverance. Read more in the New York Times about why Jimmy Carter was known as much for his charity and diplomatic work later in life as he was for his single presidential term, which ended in 1981. https://lnkd.in/d9qxSmTM *. *. *. *. * Note: This post was first published on LinkedIn https://www.linkedin.com/posts/graute_learning-to-work-hands-on-for-peace-from-activity-7279396908270309376-BBjV?utm_source=share&utm_medium=member_desktop
by Ulrich Graute 2 December 2024
In 2024, for the first time since 2000, the Parties to the United Nations Rio Conventions on biodiversity, climate change, and desertification faced a very busy 3 months, moving from large Conferences of Parties (COP) in Cali (Colombia) for biodiversity in October to Baku (Azerbaijan) for climate in November to Riyadh (Saudi Arabia) for desertification in December. On top of this Triple-COP, there was the UN High Level Political Forum on Sustainable Development and the UN Summit of the Future in September in New York (USA) while UN-Habitat held its World Urban Forum in Cairo (Egypt), and let’s not forget the fifth session of the Intergovernmental Negotiating Committee to develop an international legally binding instrument on plastic pollution, including in the marine environment (INC-5) which ended last weekend in Busan, South Korea. No real breakthroughs were reported but I noticed many promises to double future efforts. There is a lot that can be critically reviewed about the events, eg what’s the purpose of moving approximately 100.000+ delegates, UN staffers, and other participants worldwide if the necessary political will to agree and resources available are insufficient and the outcomes are limited accordingly? But such a critique would be a bit unfair since I don’t know how many new ideas and initiatives were born during those official meetings, side events, and informal chats that might bloom up in upcoming years despite of the multicrises we’re living in. What needs to be criticized is that the UN System is not progressing on its task to implement its many mandates more “synergistically” by targeting policies, programs, and initiatives to jointly address the goals of the Rio Conventions, SDGs, etc. Instead, the conferences referred to each other but worked mainly within their silos. This is not appropriate in a world full of interrelations and interdepensies. Well, no individual or group can follow up on every aspect, and swarm intelligence of conferences with thousands of participants each seems to be no functioning alternative. But what else could be done? To give an example: How about building an AI-based Large Language Model (LLM) trained with the UN Charter, all UN declarations, national and subnational resolutions, regulations, and programmes? AI Agents for the different conventions and agendas should then be asked to coordinate and propose “synergistic” proposals across policy levels. Of course, the use of artificial intelligence should be wisely supervised by a team of AI experts and professionals from all affected fields. I wouldn’t expect AI applications to solve all problems but to better inform decision-makers and UN agencies on integrated scenarios. This could help to increase efficiency, avoid duplicating efforts, and increase the overall problem-solving capacity of the UN. I would be happy to support such work with my governance and development experience across all policy levels. Picture source: https://www.iisd.org/articles/policy-analysis/cop-nature-climate-adaptation-mitigation
by Ulrich Graute 14 November 2024
Since the first climate COP in 1995, the Local Governments and Municipal Authorities (LGMA) Constituency has been representing local and regional governments at the processes under the United Nations Framework Convention on Climate Change (UNFCCC). The LGMA also represents ISOCARP - International Society of City and Regional Planners and Global Taskforce of Local and Regional Governments. ICLEI - Local Governments for Sustainability acts as the Focal Point of LGMA. The 2015 Paris Agreement marked a turning point, recognizing the essential role of these governments in enhancing Nationally Determined Contributions NDSs and driving transformative climate action. The LGMA is atively present in Baku with a robust agenda, numerous partners, and an esteemed delegation of political leaders representing local and subnational governments. At the center of the presence is the Multilevel Action & Urbanization Pavilion as the global stage for the city and region climate agenda during COP29. The Pavilion brings into focus not only the challenges and needs, but also the accomplishments and commitments of local and subnational actors on climate action. The Pavilion is open from 12 to 22 November in the Blue Zone, Area E, Pavilion I15. We are looking forward to welcoming you at the High-Level Opening on 12 November at 10:00 AM. Please find the agenda of LGMA attached. Please visit also the Youtube channel of ICLEI Global for daily updates https://lnkd.in/dddDCKtA Ulrich Graute - ISOCARP Online Delegate at COP29 and Chair of the ISOCARP Scientific Committee
by Ulrich Graute 19 October 2024
Report on the Urban Conversation on Ethical Use of AI in Urban Planning at the 60th World Planning Congress in Siena, Italy on 11 OCTOBER 2024
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